by James Grossmann
Would aliens necessarily have superhuman intelligence?
Would aliens have a significant number of concepts in common with humanity?
How incomprehensible would alien language and thought be to us?
What, if any, emotions would aliens have?
What would aliens be like?
1.....In the first place, they might not exist. Although
extraterrestrial intelligence seems theoretically likely, definitive
evidence of it has never been found. But rejecting the possibility of
alien intelligence seems premature. Humanity's ignorance of the
universe at large is still too profound justify dismissing a theoretical
likelihood merely because the evidence has yet to obligingly radiate
itself onto our primitive instruments, or
land on the White House lawn.
2....In the second place, alien intelligence might be so advanced
and powerful that, even if we did find it, we could understand nothing
about it. For all we know, Arthur C.Clarke's 2001: A Space
Odyssey might accurately portray first contact. Aliens advanced
to the point of transcending time, space, and corporeality might
indeed overwhelm us humans into a state of stupefied religiosity.
Then again, they might merely bore us, as a college lecturer would
bore a small child.
The alien as god of disembodied light is a common theme in
science fiction, but not a plausable one. Why would alien
intelligence resemble our angels and deities? Why should beings
formed by Nature be able to transcend it? Why believe that alien
minds would abandon corporeality when not one shred of evidence
exists that such abandonment is either possible or desirable?
3....It seems more reasonable to assume that even the most
exotic alien beings would still be recognizable as a material entities,
if only as blobs or clouds of unknown composition. Deep space
might make a good home for the most advanced and exotic alien
beings. Since one of technology’s chief aims is to eliminate scarcity,
and since planetary resources are finite, an ancient cosmic species
might eliminate scarcity once and for all by freeing each individual
from reliance on the ecologic, atmospheric, and mineral resources of
any particular planet. Such individuals would be born to live in
space. Their bodies would be all but self-contained, requiring only
energy from stars and raw materials from comets and asteroids.
These beings might even be capable of interstellar travel, allowing
them to socialize with distant relatives, or escape supernovas and
other stellar calamities.
Such advanced beings might not be biological in the strict
sense. Each might consist of microscopic machines organized into
a larger whole along lines inspired by biology. Like organisms, they
would possess great structural complexity and capacities for
self-repair, reproduction, and independent adaptation. Like
machines, their composition could include any useful material,
organic or inorganic. They would also have the machine's
consequent ability to store and use large amounts of energy at once.
In fact, given all the difficulties that planet-bound creatures like
ourselves are likely to experience with interstellar travel, common
sense dictates that the first aliens we meet are more likely to be
space-faring nano-machine-life than naturally evolved organisms.
But machines can’t evolve spontaneously; some life somewhere
must create them. We are still left with the question of what this life
might be like.
5....So we arrive at a conservative approach: that our ideas
about alien intelligence should conform to science and our
knowledge of humans. We will suppose the following about space
aliens.
5....This conservative stance still leaves plenty of room for all
sorts of speculation about the nature of alien beings.
Science fiction writers have set down hundreds of speculations
about aliens more imaginative than these. So now we will turn our
attention to some speculations that this writer has not heard before
about how aliens might talk and think.
Would aliens necessarily have superhuman
intelligence?
1....It has been argued that any aliens we might encounter would be
so intelligent that nothing worth communicating in their estimation
could be understood by human beings. After all, what would we
have to say to ants?
While it seems likely that intellect has evolved many times in the
universe, it is unlikely that all intelligence evolved in the same
instant of galactic time as homo sapiens. Therefore, any
contemporary extraterrestrial civilization would have originated in
the vast stretches of time before the human era. At first blush, it
seems reasonable to assume that such a civilization would have
evolved by now into something much smarter than Humanity. But
this development is far from inevitable; a number of factors could
prevent it.
2....For one thing, selection for superhuman intelligence might never
occur naturally. Thanks to the technology granted us by mere
human ingenuity, our species cannot be said to undergo natural
selection for intelligence at all. The comforts of civilization preserve
the dull and the clever alike. If a sentient species generated too
much pollution, Nature might select for resistance to poisons and
radioactivity, but superhuman intelligence would have to be
artificially selected or genetically engineered.
3....Aliens might never make these choices. The desire to extend
the power of the individual in this manner might be peculiarly
human. Extraterrestrials no smarter than humans might create
artificial intelligence, and re-evaluate native intelligence as we
humans have re-evaluated physical prowess over the years.
Back when Beowulf was written, physical prowess had fundamental
political and economic importance: wars were waged, and
technology was powered, chiefly by human muscle. Heroes with
superhuman strength, agility, and stamina were not comic book
curiosities, but serious subjects of epic poetry. That was before
steam, gas, guns, and atomic power. In the modern era, the nature
of the value placed on physical prowess has changed dramatically.
It is now a desirable personal characteristic: necessary for good
health, admired by others, handy in a fight, but not nearly as
important to society as it once was. Intelligence, however, continues
to be prized as it was in ancient times, not only as one of the chief
measures of a man or woman, but also as a force that fuels
civilization. Though the anything-goes ramblings of intellectuals
remain unpopular, the intelligence that designs our cities, creates
the latest art forms, discovers new science, and sues rivals into
poverty is all but deified--so much that most of us assume that any
species capable of doing so would amplify its intelligence to
astronomical levels. All that might change when profound thinking
becomes something a mere machine can do.
Aliens who have had artificial intelligence for millennia might be no
more impressed with superhuman intellect than we are with the
physical strength of our bulldozers. To such aliens, intelligence
might be a desirable personal characteristic; necessary for
self-fulfillment and belonging, admired by others, handy for making
plans, but not nearly as important as other virtues, such as Identity,
Morality, Inner Beauty, Piety, Loyalty, Pleasure, or ideals beyond
human ken.
Some aliens might never venerate intelligence as we do in the first
place. Consider a species with only one sentient sex. Perhaps the
smarter sex would declare itself superior, but in appreciating the
value of the opposite sex, it might instead reject the notion that
intellect constitutes the chief virtue of its species.
The exaltation of reason and the desire to be something more than
an animal may be peculiarly human. Other sentient species may
define their own civilizations as vast networks of
husbandry--continent-wide parks, if you will--organized for the
benefit of non-sentient as well as sentient life. Just as some
humans think of pets as part of the family, some aliens might think of
their fauna as part of society. These aliens might value intelligence
only as much they value food and other crucial commodities. Once
they had developed enough brains to care for "everybody"
(themselves and all animals capable of emotion), they might not pine
for more.
4....In addition, many sentient species could be incapable of
developing the technology necessary to genetically engineer a new,
super-intelligent species. Genetic engineering presupposes an
advanced scientific culture, made possible by the mathematical
talent of a small minority. Mere sentience does not presuppose the
presence or development of such talent.
Consider the thousands of prehistoric human societies that must
have had strong mythic and poetic traditions but not much in the way
of mathematics. Probably only a small percentage of these people
were utterly lacking in mathematical talent, but in societies without
much mathematics, this would not have been a handicap. Many
alien sentient species could have subhuman mathematical ability,
but still enjoy the other benefits of intellect.
In fact, since the advanced mathematics now spread throughout our
world has been instrumental in the creation of forces that may yet
destroy our species, it is possible that alien races with
world-preserving cultures (e.g. similar to Native North American) and
subhuman mathematical aptitude greatly outnumber alien races who
are more like ourselves. Without mathematics, this majority might
have only as much incentive for selectively breeding super-normal
intelligence as it would for the similar pursuit of super-normal height.
5....It is by no means clear that the course of an eons-old civilization
would be characterized by continual progress. Progress could be
periodically halted or reversed by numerous natural, social, or
technologically-induced calamities, which could precipitate
countless dark ages of countless years in length. Since civilization
impedes natural selection, evolution itself might periodically dim the
light of sentience in any nation that survived long enough.
Even without such problems, aliens might not pursue a course of
technological development as rapid and destructive as our own.
So-called progress is depleting the resources we depend
on--everything from minerals to medicine to food. A geologically
ancient species might avoid our pace of change, exercising a
degree of control over technological development as
incomprehensible to Humanity as adult self-control is to a one
year-old. Discipline, rather than intellect, might be the greatest
strength of the oldest civilizations in the Cosmos.
6....The suggestion that any contemporary sentient species would
be too advanced to be interested in contacting us might be true.
However, this would not prevent an entire network of species with
intelligence comparable to Humanity's from eventually contacting us.
Time travel eliminates the apparent contradiction, and might
constitute an effective means of interstellar contact.
Journeying between stars, at ANY percentage of the speed of light,
would take a long time according to the clocks on one's planet of
origin. One might theoretically travel to the future at speeds close to
that of light, but this may never be practical, because collision with
even the tiniest interstellar particles would be dangerous at such
speeds. It would be more practical to genetically engineer one's
astronauts so that they could live long, consume little, and travel to
the future more-or-less as we do.
Once in the future, our space travelers might be able to use an
exotic configuration of matter akin to a black hole to travel back into
the past, and thereby return to the points in time and space that they
call home. At least, the current version of Einstein's theory allows
for the bare possibility.
All this could be the foundation of an indefinitely large interstellar
network. Aliens from the vast stretches of future time could visit us
by traveling back into their past, and go home again by making a
long interstellar trip. Aliens from the vast stretches of past time
could visit us by making a long interstellar trip, and go home again
by traveling into the past. In practical (if not theoretical) terms, time
for the interstellar traveler would become little more than a new kind
of distance from port to port. If contemporary species were too
advanced to want to contact us, countless species from the past or
future might be interested and able. Intellectually, these species
might be no more god-like than ourselves.
Would aliens have a significant number of
concepts in common with Humanity?
Technologically advanced aliens would have to. They would have
to know space, time, number, cause and effect, agency and
inanimacy, and other concepts. They would have to be able to
communicate and think abstractly about the structures and functions
of the things in their environments, present and future. They would
have to be able to imagine and discuss counterfactual conditions
and thereby form hypotheses.
They would have to be able to teach their young the skills needed to
maintain a culture, from food harvesting to home building. They
would have to have the basic good sense that deities are alleged to
have given rocks.
Would aliens behave sensibly?
Information and reasoning skills needed to correctly perceive and
cope with the physical environment and the expectations of one's
fellows, common to nearly everyone of average or better intellectual
and social competence, we may call "common sense." At
first blush, it seems reasonable to assume that the behavior of all
sentient beings would consistently reflect this faculty. We would
expect any intelligent organism to have sense enough to flee from
danger, seek shelter from the elements, feed itself regularly, and
move around rather than into obstacles. Arguably, all sentient
species would possess such good sense by definition, but whether
they would display it with any degree of consistency is another issue
entirely. In humans, common sense is often overridden by emotions
and beliefs.
Let's suppose that such lapses could be observed by aliens ignorant
of human psychology. Let's call these beings "naive
observers," and stipulate that they regard behaviors that defy
common sense as indicative of intellectual deficiency. This limited
perspective would not prevent correct inferences about human
intelligence from our technology and group movements, but would
hinder correct evaluation of common sense in particular individuals.
For instance ...
Many of our attitudes and beliefs that take precedence over common
sense could be peculiar to our species. Aliens might have no
conception of them. We in turn might have no inkling of the
attitudes and beliefs that would make aliens seem oblivious to the
most pressing realities.
Since small groups of aliens could travel farther through space than
whole colonies, we might meet aliens individually before
encountering large contingents of them. If so, the pitfalls of the
naive standpoint illustrated here could prevent us from correctly
evaluating their intellect or common sense.
It should be noted that non-sentient creatures in their natural
habitats deviate from the dictates of common sense far less often
than humans do. Wild animals tend to feed themselves, avoid
danger, and perpetuate their kind dependably, unless physically
prevented from doing so.
Far from ruling out intelligence, a lack of adequate caution and
self-care among mature, alert higher organisms could be indicative
of this virtue. Chowder-headed behavior could be common to all
sentient life. Then again, intelligent species could vary in the
reliability with which they display common sense. To Humanity,
consistently sensible aliens would be alien indeed.
How incomprehensible would alien language
and thought be to us?
1....It is tempting to argue that alien language and thought would
bear strong general similarities to ours. Since Nature is the same in
the universe at large as it is on Earth, wouldn't intelligent responses
to its universal laws and their consequences entail mastery of a
similar set of concepts among even the most disparate sentient
species?
2....An affirmative answer to this question does not imply that
extraterrestrial thought would be easily accessible to humans.
While natural objects and forces, and the relationships among them,
might be similar for all intelligent life, symbols for them would be
arbitrary, and subject to limitless variation. All symbols for abstract
facts of life would be necessarily arbitrary. Mathematics, gravitation,
radiation, electricity, times of day, feelings--none are picturable, so
nothing guarantees that we could understand alien expressions of
them.
3....Suppose, for example, that Earth is atypical because
biologically-based radio communication never evolved here. The
signals of sentient beings with biological radio would not resemble
our artificial transmissions. Since humans brains have no sites for
perceiving radio messages, our machine transmissions are designed
to be converted into things we can perceive, such as sounds,
pictures, and written notation. No such conversion would be
necessary for aliens who could perceive radio as easily as we
perceive sound. They would assign meanings to variations in the
properties of the signals themselves; variations which would not
have to be translatable into anything that humans could understand.
A man on the street might have an easier time learning to
understand FAX pulses without instruction than our linguists would
have in learning a form of communication evolved for the air waves.
4....But let us be conservative and assume that aliens communicate
as most humans do, through sound artificially supplemented by
writing. A number of factors could still make an alien tongue much
harder to translate than even the most exotic or isolated human
language. Part of the difficulty might arise, ironically, from general
similarities between alien and human speech.
5....Humans are neurologically suited to perceiving speech as a
succession of distinct consecutive sounds articulated in discrete
bundles of words and sentences. But the separateness of the
elements of speech is an illusion induced by our ability to decode
sounds into language. In normal speech, we use no actual pauses
to separate words spoken in the same breath, and the acoustic
correlates of sounds we hear as separate and consecutive often
overlap. Overlapping sounds and a lack of pauses make human
speech very efficient. Speech does not usually sound fast when we
hear it, because our brains are suited to perceiving it efficiently. But
try transcribing running speech, or listening to the native speaker of
a foreign language, and the speed of human speech becomes
apparent at once. Alien speech would probably be efficient too.
6....Human speech sounds are complex, and this facilitates a
necessary redundancy. What we hear as "one sound"
may actually be a number of different acoustic cues spread
throughout the syllable. This redundancy makes it difficult for
human speech to be obscured by noise. A single acoustic cue for a
speech sound might go unheard in a gentle wind, but this is less
likely with multiple cues. Alien speech might have similar properties.
7....Human brains are suited to hearing a given speech sound as
remaining the same when it occurs in different contexts. But
according to acoustic measurements, noises we perceive as
"the same speech sound" vary with their positions in
words and phrases, the style of speech used, and other factors. For
instance, objective acoustic measurements reveal that the
"p" sounds in "pot" and "spot" are not
really the same sound. This kind of variability is partly due to sound
pattern rules that vary from language to language.
When we hear a speech sound such as "p," uttered in
different contexts, we are really hearing a family of similar sounds,
called a "phoneme." Grouping similar sounds into
phonemes is something the human mind does when it learns a
language.
We hear "r" and "l" as separate consonants
because the rules of English group a bunch of similar sounds into
two phonemes, "r" and "l." The rules of
Japanese group the same sounds into one phoneme. That is why
native Japanese speakers do not hear the difference between
English "r" and "l" as native English speakers
do. For exactly similar reasons, native English speakers do not hear
sound distinctions that are crucial in other languages, such as the
difference between "b" and unaspirated "p"
heard by speakers of some Asian tongues.
In short, the discovery of the basic elements of a human language
involves more than searching for simple acoustic regularities.
Identifying phonemes is a complex perceptual skill, facilitated by the
fact that our brains are adapted for decoding human speech, and by
our acquaintance with human language. Identifying the elements of
an alien language would also be a complex perceptual task,
hindered by the fact that our brains are not suited for decoding alien
speech, and by our unfamiliarity with alien languages.
8....Perhaps it would be easier to decode alien speech if their
mouths were similar to our own. If their organs of sound production
were the same as ours, their languages might develop sound
patterns like ours. But the spontaneity of evolution makes this too
much to hope for.
Who knows what organs the aliens would talk with? Human
evolution provides no clues; we have no organs evolved primarily
for speech. Although our vocal tract is slightly adapted for
conveying messages, its main functions are still eating and
coughing. An alien mouth, evolved for the consumption of animals
and plants unknown on Earth, might differ dramatically from the
human version. Then again, structures other than the mouth might
be adapted for speech. For instance, redundant eardrums might
evolve into vibratory membranes used for talking.
Worse yet, it might be common for alien sentient species to
communicate with organs originally evolved for sending messages:
organs that their sub-sentient ancestors used for territorial or sexual
display. If so, anything goes, since Nature permits diverse and
absurd structures for attracting mates and bluffing enemies. An
alien whose ancestors were blessed with a natural pipe organ that
did the work of peacock feathers might possess a hundred voices to
speak with. Human speech sounds require, at most, one voice.
Correctly grouping such an alien's sounds into phonemes might be
very hard.
9....Incidentally, what if the aliens were better than humans at
transmitting lots of information simultaneously? If their speech
sounds were more complex than ours, each might contain as much
information as a phrase or sentence in a human language. Each of
their speech sounds might simultaneously convey what something is
and what it is doing, and so stand for an event. In recordings of
many such overlapping complex speech sounds, how could we
identify the acoustic cues that correspond exactly to even a single
human word?
Multiple sets of speech organs could transmit a lot of information
simultaneously. Such organs might be used together. Humans,
after all, do not confine themselves to using only one hand.
Simultaneous utterances confuse human listeners, but this is a
limitation of our neurology. Aliens with multiple speech outputs
would have brains suited to the possession of these, and might
easily utter and listen to more than one concurrent stream of
speech.
Let's be conservative and assume that these aliens would need the
ability to stick to one subject as much as we do. In that case, our
multiple sound outputs might serve to convey one stream of
language, whose grammar would therefore be rich with rules of
concurrence and counterpoint absolutely foreign to humans.
Translators baffled by this obstacle might also have problems with a
language not spoken, but signed with a hundred feelers originally
evolved for display.
Alien speech and/or alien superiority in the ability to transmit
information simultaneously might make their systems of writing
tough for humans to comprehend. Without consonants, vowels,
syllables, or words in the human sense, who knows what their
written signs would correspond to?
10....Bizarre speech or sign production in aliens could affect the
structure of their languages in ways that make translation difficult.
But even if we embrace a reactionary conservatism, and insist that
their speech would have elements perceivable to us as consecutive
sounds, words, and sentences, the translator might still have a hard
time.
11....Grammar could be a problem. Differences in the ways that
humans construct sentences are numerous and baffling. Alien
syntax might be more puzzling by orders of magnitude, even
supposing only slight differences between their abilities and ours.
The rules of some human languages allow speakers to utter
sentences of paragraph length without confusion. Aliens better able
to sustain attention than humans might utter many complete
thoughts in chapters, in which modifying words and phrases occur at
absurdly great distances from the terms they qualify.
Aliens for whom the use of a superhuman vocal range was
sufficiently effortless might use tone more extensively than humans
do. Sufficient variation in voice quality and relative pitch could do
the work of all our particles, prepositions, articles, and other
grammar words. In the language of aliens with superhuman
memory, the number of variant and irregular forms might seem
impossibly high to us. Similarly, the number of synonyms and words
in general might be staggering, along with the length of both
sentences and proper names. Alien syntax might differ from ours in
countless other ways, including subtle and profound ways
conceivable only by linguists or mathematicians. But less abstruse
difficulties might also present themselves.
12....There are two great facilitators for learning an unknown
language: the resemblance of the unknown language to a known
one, and native speakers of the unknown language, who can
gesture, point, emote, and babysit potentially bilingual toddlers.
For the translation of an alien language, we can forget the first; not
one root, suffix, or grammatical structure would be related to that of
any known language except by the sheerest coincidence. As for
the second facilitator, it is unlikely that aliens could be as helpful as
humans in teaching us their unknown tongues. We could not
interpret their facial expressions or body language; the series of
evolutionary and cultural accidents that shape such signals would
take different courses on different worlds.
For example, aliens might not point at anything. Pointing could be
their ultimate taboo. Or it might carry arbitrary alien meanings,
placing the human translator in the position of an ignorant person
trying to figure out what the semaphore flags are pointing at.
Meanwhile, the most innate alien gestures of location and distance
could be as foreign to Humanity as the instinctive dances of
honeybees.
It is generous to assume that aliens would use gestures, rather than
sounds or changes in skin color, in their innocent attempts to draw
attention to some object. Three properties of sound, such as pitch,
loudness, and quality, could be varied
independently to specify approximate coordinates in
three-dimensional space. Sound duration differences or concurrent
blinking could specify trajectories. Similarly, a spot of skin color
change could indicate general direction by its location on the body.
Specific direction and distance could be conveyed by the shape and
color of the spot.
All this leaves toddler-swapping; humans and alien young are
ferried back and forth between Earth and the flying saucers, so that
they grow up conversant in both human and alien languages. This
might work, but could easily be impeded by an important obstacle:
alien thought, as conditioned by metaphor, other cultural factors,
and neurology.
13....Although high school grammars describe metaphor as a means
of embellishing composition, its contribution to language and
thought is more fundamental and pervasive. Metaphor gives us
idioms. It helps us match words with images and use old words to
discuss new ideas. What is more, some of Humanity's most
commonly expressed concepts are often couched in metaphor.
For instance, many of us here on Earth describe time in spatial
terms. English speakers can get behind or ahead of schedule, and
do things on, in, or throughout a day, which might be long or short.
We can arrive at 3:00, or merely around that time. We can wonder
about events far back in the distant past, and hope that our children
can look forward to the near future. Meanwhile, philosophers can
discuss our Western linear concept of time.
Spatial metaphors also express abstract ideas besides time. One
likes to have close friends, but for great statesmen, priorities over
and above this may be far removed from social fulfillment. Bodily
motion also supplies images for the metaphorical expression of
abstractions. Men and women hope that their friends will not shut
them out, push themselves too hard, or run themselves into the
ground. Meanwhile, young people embrace new ideas that their
elders find difficult to swallow. This ridiculously brief treatment only
hints at how much we depend on metaphor in our thought and
language.
The assumption that alien language would also be rich with
metaphor seems sensible. Intelligence implies the ability to make
comparisons, and metaphor allows words to carry extra meanings
without confusion, which is efficient.
Even so, nothing in the laws of physics, nothing in the laws of logic,
and nothing in any presumed basic behavioral patterns prerequisite
to intelligence dictates that even the most common metaphors in
alien languages would have to resemble our own. Consider these
statements:
All the latter sentences are nonsense--except for beings who use
sound as a metaphor for time and timing in expressing the following
ideas:
Knowing the context of this little game, and provided with enough
simple examples, any clever person could catch on to the sonic time
metaphor illustrated here. But remember how nonsensical the
examples seemed at first, and how nonsensical they would still
seem outside this context. Then remember how pervasive and
elaborate English spatial time metaphors are. Then remember that
we humans use more than one major metaphor to talk about
abstractions.
What if aliens had dozens of major metaphors to work with, all
foreign Humanity? What if they relied more than humans on
metaphors taken, not from Nature, but from cultural references?
Any alien discourse above the level of "The stone is on my
foot," would then confront the translator with a monumental wall
of apparent nonsense, whose dimensions could take lifetimes to
fathom.
Perhaps a human child raised among both humans and aliens could
understand and explain alien metaphors. Then again, human
children might be innately handicapped when it came to learning an
alien language.
Some comparisons might come more naturally to aliens than to
humans, and visa versa. In that case, metaphor might prevent even
a child raised part-time among aliens from acquiring adequately
sophisticated self-expression in the alien language.
But let's be stubborn, and assume that alien metaphor would
resemble our own to the precise extent that alien experience would.
Let's suppose that being able to see what we see, walk as we walk,
and pick things up and manipulate them as we do, would prompt
aliens to adopt figures of speech closely analogous to our own.
Even granted this chauvinistic premise, alien metaphor could still be
extremely difficult for humans to comprehend if aliens had
experiences unknown to Humanity.
Non-human sensory powers could create vast experiential sources
for alien metaphor inaccessible to human acquaintance. Consider
aliens who could echolocate, see infrared light, taste and smell
better than humans, deliberately transmit and receive pheromones,
and perceive electrical fields or radio transmissions. A human child
attempting acquire metaphors based on such experiences would be
laboring under a sensory handicap.
14....Metaphor is not the only cultural factor that could hinder the
erstwhile interpreter of alien communication. Aliens might define
'appropriate communication' in ways unheard of on Earth, and
unfriendly to any humans trying to make sense of them. Even in
familiar human cultures, the definition of acceptable forms of contact
may have little apparent basis in reason. For instance ...
In the face of all of the unfathomable deeds performed in the name
of communication by the cultures most familiar to us, we can make
no definitive assertions about what aliens would consider
appropriate in the transmission of sentiments and ideas. Would
aliens greet us by buzzing our atmosphere with floating lights for a
century or two? Would they announce their presence by
dismembering local fauna? Would custom restrict them to
non-verbal interaction with anyone outside their own species?
Would they hide themselves collectively, as we hide our naked
bodies individually? Far from being ridiculous, such questions are
probably too conservative. Non-human ideas about appropriate
interaction could prevent any human--child or adult--from acquiring
even a single word of alien language.
15....Then, there is science. Since the natural sciences make the
greatest number of references to truths about the universe that hold
for all rational beings, and since science depends on mathematics
whose application is equally valid for all technologically advanced
cultures, it seems reasonable at first blush to assume that discourse
on the natural sciences would be the next best thing to a universal
language, providing humans and aliens with a completely common
set of referents with which to teach one another their symbolic
systems. However, several considerations cast doubt on this
optimistic vision.
Differences between alien and human neurology that could hinder
communication between sentient species have already been
mentioned or hinted at a number of times above. Let us now
consider the possibility that representations of the natural world
might vary across sentient species not only at the level of language,
but also at the level of neurology.
The extraordinary advancement of science in this century has lulled
many of us English speakers into believing that the human brain has
no inherent limits--that only the burdens of history and finite time
prevent us from attaining a correct and universal account of
reality--that human intellect, considered apart from emotion or
appetite, has no natural weaknesses that condition its perception of
the world.
If the mind were visible and tangible, the absurdity of this bias would
be apparent to everyone. Consider the human hand. Faced with
the potential infinity of objects it can create, some fool might claim
that nothing could limit its powers of manipulation. Yet the hand is
frail, finite, and peculiarly configured. An engineer could easily
design tools unsuited for it, even basic tools needed for the
manufacture of all other devices. Such tools might confront the
fingers with an impossible reach, a requirement for more or fewer
fingers than we have, or a hopeless overestimation of human grip
strength. With such tools literally beyond Humanity's grasp, alien
hands might construct artifacts that do the same work that ours do.
Who is to say that analogous considerations could not apply to alien
brains?
Information about the relative infirmities and strengths of the human
brain might suggest ways in which alien cognition could differ from
our own. For example, consider the partial specialization of our two
cerebral hemispheres.
One contains the best sites for language processing, while the other
is better at processing spatial information. Sure enough, human
language is infirm when it comes to describing sights. What painter,
however skilled, could reproduce a detailed photograph from a
written description alone? For humans, a picture is worth a
thousand words.
The same might not be true for aliens, whose language and spatial
reasoning centers could be more integrated than ours. A nervous
system capable of integrating visual and verbal information, such
that it could command a naturally acquired symbolic system that
does the work of both language and digitized photography, could
contain an intelligence comparable to our own. Yet our
psycholinguists might strive in vain for years to understand the
expression of such a strangely integrated way of thought. Humans
researching such alien minds could be conceptually hobbled by their
own partly split brains.
Representation of reality at the level of neurology might vary from
human norms in other ways. For example, what if alien brains were
much better suited than ours at applying the strange concepts of
advanced science to their everyday experience? Quantum
mechanics and general relativity, which lie beyond the grasp of this
writer and most other humans, might be easy to picture for another
species. If this were reflected in their everyday language, we might
despair of understanding much of what they have to say, even if
some of it could be translated into a human tongue.
Who knows how alien thinking might differ from Humanity's?
Pairing concepts into opposites seems more natural to us than
arranging them in threes. Attending to the present is easier for us
when we forget the past. The geometric simplicity of our artificial
objects is easier for most of us to understand than the fractal riot of
natural forms. These are ideas about the way we think, not the
constitution of reality. Perhaps aliens could deal just as effectively
with reality as we do without sharing these habits of thought. If the
alternative habits proved inconceivable to us, would they therefore
be impossible for all species, or just ours?
What, if any, emotions would aliens have?
1....Alien sentient beings might not have emotions, but a common
sense line of reasoning suggests that they probably would. If the
aliens are sophisticated organisms, in more-or-less the same sense
that we are, their physiological states and behavioral sets would
vary in consistent ways across classes of situations--benign,
reproductive, satiating, threatening. Said physiological states and
behavioral sets would have, in conscious organisms, subjective
correlates, which the aliens could recognize, name, discuss, and
otherwise express. Why not call these subjective correlates
"feelings" or "emotions?"
2....Be that as it may, the degree to which aliens would
conceptualize or experience their emotions as we do is anyone's
guess. Just as similar tasks can be performed by different
machines, so similar behavioral sets might be triggered by different
neurologies in human and alien brains. For this reason, being angry
with an alien brain might feel different from being angry with a
human brain. In what way, we could never know; we humans can
barely understand other humans whose tastes and opinions differ
from our own. Actual differences in brain physiology might put alien
feelings forever out of reach of our empathy.
However, it is a safe bet that, after sufficient contact with aliens
possessing a complement of emotions superficially similar to ours,
careful study of their behavior would reveal subtle differences
between their anger and ours, their joy and ours, their sorrow and
ours, and so on--if only because they would not be primates, and
their brains would not be made of organic materials found on Earth.
3....Of course, culture has a profound effect on emotional life.
Although all humans might be born with the same capacities for
happiness, sadness, curiosity, anger, desire, and other feelings,
culture dictates when and how these feelings should be expressed.
Arguably, some emotions are themselves products of culture.
Embarrassment and jealousy are good candidates. So it is that the
members of distinct human societies, meeting for the first time, might
find each other's emotional responses exotic, threatening, or
ridiculous.
Since humans have trouble understanding the feelings of other
humans across cultural lines, it is difficult for us to even speculate
about how culture might influence the emotions of alien sentient
beings. Maybe it’s enough to say that aliens might not share even
the most common human notions of what is absurd or sensible,
restrained or extreme, authentic or affected, significant or trivial,
sublime or repugnant, obsessive or fickle, or pathological or healthy
when it comes to emotional response.
4....Alien emotions, like our own, might be influenced by biological
and ecological factors.
There is no guarantee that the manner in which aliens experience
and conceptualize their emotions would bear even a superficial
resemblance to our own.
Some humans might label these aliens as pathological. Other
humans might credit them with unusual closeness to reality,
because beauty and savagery are mixed in Nature, as well as our
aliens' minds. Still more humans might regard these aliens as
absurdly distanced from reality--indistinguishable from TV
spectators in their equal hunger for tragedy and love. But such
interpretations could never do justice to the primitive and ultimately
ineffable emotional experience of the alien young. Lots of emotions,
none of them opposite, all of them compatible. Imagine a baby who,
when hit, does not cry, but reaches for a pin to challenge the
offending hand, driven by rage and playfulness working as one in its
soul.
All this might seem odd to us earthlings, because our feelings are
often mild or incidental, and may or may not be appropriate to the
current situation. But aliens for whom each emotion was a different
way of living would have no incidental feelings, any more than
humans would make incidental changes of clothing during casual
conversation. Our aliens would also have a large stake in the
appropriateness of their emotions. If anger were like changing into
a soldier, affection were like adopting a relative, happiness were like
playing the convivial host, and regret were like becoming a monk,
one's feelings would always have to be appropriate as a practical
matter.
It might not be possible for these beings to experience mixed
emotions like bittersweet. For humans, such mixtures give occasion
for a wistful pause. For aliens whose emotions are distinct roles,
attempting to meet the demands of Love and Loss simultaneously
might constitute a perverse duplicity or mental defect.
Their panic would be slow and shuffling, but their enduring
conscientiousness in the face of insidious threats would put
Humanity to shame. Their rage and wrath would be too tepid to
threaten one marauding predator, but the machinations of their
smoldering rancor might eventually extinguish an entire species. In
their joy, they would resemble blissful elderly couples, still healthy
and married after many years. In their enthusiasm, they would
resemble the acolytes of an ancient cult, tireless and preciously
exact in the performance of a weeks-long ritual. In their spite, they
might all be chess masters, thinking ten to twenty dirty deeds ahead.
Values might serve as feelings for many other types of beings.
While no theoretical consideration prevents machines from having
emotions, an artificial person powered by fission would not need
adrenaline, and its programming would probably reflect more useful
dictates than those of passion.
Would aliens be good?
1....Would aliens embrace moral principles that most humans hold
dear? The answer to this question depends one's assumptions
about the nature of ethics. This writer will assume that ethical
systems are institutions used to influence people, and that ethics
probably evolved from commands given by our sub-human
ancestors to their young. With this in mind, consider any society of
rational beings for whom the following held true:
Any society fitting this description, no matter what its ideology, would
have to institute a system of rules that specify what individuals must
do in a way that psychologically reconciles private desires to the
demands of public need. Let's call such systems ethical. Such a
system might begin as a list of things one must do or refrain from
doing, and later be supplemented by a set of principles.
2....Ethical rules and principles are delineated by emotions as well
as public needs. For any sentient species possessed of them,
emotions would determine the range of behaviors one might expect
from individuals, and make the successful institution of any given
ethical rule or principle more or less probable.
A prohibition against harming infants is consonant with the emotions
of beings who reproduce slowly and psychologically bond with their
helpless young. A rule dictating the use of infants for nourishment in
times of famine is less likely to be instituted by the same species.
However, another species that reproduced quickly and bore
independent young might embrace this alternative to starvation.
It seems clear that some ethical principles are instituted in nearly
every human society, partly because some public needs are
accurately perceived by and common to almost all cultures, and
partly because some human emotional responses spring from
biology, and so have a universal influence on ethical thought. For
example, incest taboos prevent inbreeding and preserve kinship
structures in most cultures, and the prohibition against murder is
consonant with the universal, geologically ancient fear of mortal
injury.
3....The claim that ethics are institutions demands at least a rough
explanation of what kind of institutions they are. Ethical systems
make demands on our personal conduct and theoretically apply to
all members of society, like the law. But the power to interpret
ethical principles and make moral judgments is dispersed throughout
society, like economic spending power. Even in cultures that give
an elite person or group the final say on ethical matters, moral
authority is still dispersed among nosy friends and relatives, people
who raise children, and anyone facing a moral dilemma.
The power to invent ethical principles may or may not be dispersed.
At one extreme, a single person could go up to a mountain and
come back with a complete system of ethics and law allegedly
written by a deity who threatens to destroy all those who disobey. At
the other extreme, the development of ethics might entail many
interpretations of the teachings of numerous sages over time.
All this dispersal poses little threat to the ethical rules that society
requires to survive. Uniformity in emotion and accurate perception
of public needs are sufficient to maintain a fair amount of moral
consensus in any given society. Only isolated and short-lived
groups such as cults would institute complete relaxations of crucial
rules like the prohibition against murder. Furthermore, information
and persuasion that promote moral consensus can spring from
various sources, such as elders, churches, political groups, sages,
scripture, philosophy, and folk wisdom.
4....Since ethical systems are so beneficial and pervasive, the fact
that people often disobey them needs to be explained.
5....Also requiring explanation is variation of ethical rules across
societies. If ethics fulfill social needs common to all societies, why
do humans have so many disagreements about what is right and
wrong? Also, why do ethics change? Sometimes, defective ethics
are the reason. An ethical rule or principle can be called defective if
it fails to contribute to social integrity, or has a destructive effect on
part or all of the society in which it is instituted. Defective ethics
may arise from the fallibility of rational beings or from the
exploitation of people. Other sources of variation in ethical systems
are necessary and unavoidable, including the need to assert cultural
identity, and the differing circumstances in which societies find
themselves.
6....The fallibility of rational beings could insure the existence of the
following kinds of ethical defects:
7....Since ignorance is an important source of our fallibility,
advances in human knowledge have prompted ethical change.
Human sacrifice may have seemed right for people who believed it
necessary to appease the god who caused Spring to come.
Whipping crazy people may have seemed right for people who
believed in demonic possession. Beating children may have
seemed right for people who thought that this correction was
necessary. Now we know better, so the relevant ethics have
changed.
Differences among cultures in accumulated knowledge will produce
corresponding differences in ethical systems. The ever greater
accumulation of knowledge within a society could theoretically lead
to ethical progress, entailed by the elimination of ethical rules
founded on superstition. But in practice, the ethical progress one
might expect from the advancement of knowledge is wiped out by
the power and consequent temptations that new knowledge creates.
So in America, for instance, no one wants to burn witches anymore,
but the majority accepts burning and defoliating countries who won't
play ball with our corporations. This brings us to the next factor that
can make ethical systems differ.
8....Human beings are inherently exploitative. If we were angels, we
would exploit only things. None of us wishes to be exploited, so all
of us could agree in principle to prohibit the exploitation of people.
Unfortunately, exploiting people gains economic utility as societies
become more economically complex. Sure enough, most human
ethical systems allow the exploitation of people, but differ from one
another and change over time when it comes to who is permitted to
do the exploiting, in what manner, and to what degree. In one
society, the clergy gets inordinate police powers. In another,
landowners get to enslave people. In still another, the military
enforces the use of other societies for raw materials and cheap
labor. So it is that each society's ethics might in turn emphasize
piety, property rights, and patriotism.
A large agrarian or industrial society can remain stable and yet allow
the exploitation of even a majority of its people. In fact, this state of
affairs has characterized all agrarian or industrial societies from
ancient times across radically different cultures throughout our
world. But the economic usefulness of exploitation eventually leads
to its escalation, which weakens society in all too familiar ways.
Societies become less stable as the rich get richer and the poor get
poorer. Chronic tensions erupt between the victims of exploitation,
who hate their mistreatment, and the perpetrators, who perceive the
demands of the oppressed as excessive. Riots, increased crime,
and social disintegration result. Maximizing the exploitation of the
public in any society entails keeping the public ignorant or
misinformed, which compromises education and decreases a
society's ability to exploit its own knowledge and adapt to its own
technological advances.
Humanity's physical and intellectual uniformity helps limit the
exploitation of people. Exploitative leaders must maintain their
friendships and carefully limit public outrage; they do not have the
option of quashing rebellion by trampling cities and burning the
rebels with their radioactive breath. Some exploitative leaders
imagine that they are smarter than the people, but they are not, and
the mistakes that flow from their inflated opinion of themselves
weaken their organizations and move their societies ever closer to
revolution or chaos.
9....Fortunately, there are less odious sources of ethical variation
and change, including the need to express cultural identity. Oddly
enough, this universal human imperative can only be satisfied by
having different rules in each society. Society A worships God X,
eats bread only on Mondays, never brings clocks into barns, and
esteems consistent concealment of the toes as a sign of decency.
Society B worships God Y, eats anything other than dogs, insists on
nearly continuous hat-wearing, and rejects all public and most
private nudity except on beaches, where nakedness is perfectly
okay. This writer will call such regulations "identity rules."
Identity rules can be defective. Some are incompatible with liberty,
an ethical principle of unparalleled utility in reconciling private
desires and public needs. Some identity rules cannot be changed,
and therefore promote fear of innovation and reluctance to adopt
beneficial foreign ideas and populations. Identity rules can also
become symbols of social divisiveness, and even badges for groups
that persecute others.
But identity rules can also be beneficial. Although many of them
have no discernible function when considered by themselves, taken
together, they can communicate a solidarity--a society-wide sense of
trust and belonging--more fundamental than loyalty expressed in
mere words. Furthermore, identity rules can inspire resistance to
hostile outsiders, and enhance the perception of social continuity
across time.
Some identity rules, in and of themselves, do represent practical
ways of satisfying public needs, but serve to identify a particular
society because they represent one of several equally viable
alternatives. Monogamy can be facilitated by arranged or
couple-initiated marriage. A society can remain stable with either,
and can help to identify itself through its fidelity to one arrangement
or the other.
10....Finally, ethical rules will vary or change when the
circumstances of the societies in question vary or change.
11....So at last we come to the ethics of non-human intelligent life. If
one accepts the kind of assumptions made about ethics here, it
follows that many factors influencing ethical systems on Earth could
vary considerably from world to world, and make alien ethics differ
from our own. In the examples below, some common rules will be
used to illustrate such differences.
12....Even if similar to our own, ethics in an alien society might be
conceptualized and promoted in ways unfamiliar to our species.
Although this writer maintains that ethics are institutions evolved to
influence people, the fact that other writers can disagree shows that
ethics need not be conceptualized in the same way by everyone.
For some humans, ethics are rules to live by. For others, they are
commandments from God. For others, they are a priori truths. For
aliens, who knows?
14....Some alien ethical principles might resemble our own in a
general way, but differ markedly from human ethics in the specifics
of their application.
The range of things that no one could own might also differ across
worlds. It varies from culture to culture here on Earth, with some
societies rejecting the concept of "land ownership" as an
absurdity on par with "air ownership." The variation could
be expected to continue across worlds. In an alien society, a person
might claim title to constellations, and be compensated by artists
who produced their starry images.
14....Some of our ethical rules might not logically apply to certain
intelligent species, even if our other rules did.
15....Belief systems not found on Earth, and symbolic gestures not
found on Earth, would give rise to ethical rules not found on Earth.
On another world ...
The the list of behaviors that aliens might demand in the name of
Deity, Decency, Identity, or principles beyond human ken is
potentially ENDLESS.
16....Some alien ethical principles might utterly contradict the ethics
embraced by the overwhelming majority of human societies.
Let's turn to a more general speculation, related to the exploitation
of people. It is been argued above that physical and intellectual
uniformity limits our ability to exploit one another. What about
aliens who were not so uniform? What if the members of an alien
race started out as small animals and grew continuously in size,
strength, and intelligence until death? Imagine aliens who always
became bigger and smarter with each year of life, whose brains
continued to grow even as the decades wore on, and whose size
differences reminded one of the size differences found among
trees,. Let us suppose further that these aliens could live for a very
long time, and that they were capable of surviving independently
from birth.
Human ethics might be totally foreign to such a species. Avoidance
of elders, alliance with peers, and exploitation of the young might be
the only principles of personal conduct. It would cost the elite
nothing to exploit little people. What pressure could humans bring
to bear against a leader with the size and strength of a tidal wave
and the mind of a god? How could preschoolers prevail against an
adult the size of a house? An elder could physically trample the
rebellious young, and outsmart them at every turn. The young could
be lied to, stolen from, eaten for food, and abused in every way--
helpless to resist. Among the oldest group of peers in this society,
alliance based on enlightened self-interest might result in a social
harmony as beautiful as a sunlit forest. Like the trees in this forest,
our elder aliens would grow, blissfully blocking out light and life from
their smaller relatives at no cost to their tranquillity.
17....Some aliens might not need ethics. For example, consider the
members of planetary hives, each devoid of individuality. With no
private desires and no imperatives other than fulfilling their assigned
functions, such beings would draw no distinctions between what
they should do and what they want to do. If they attempted to learn
a human language, they would struggle in vain to understand
"rights" as anything more than an irrational
pseudo-concept invoked to defend behaviors that do not embody
total devotion to the collective and therefore do not make sense.
18....Some alien societies might enjoy greater success than
Humanity in creating ethical systems with few defects. For example,
some aliens might never exploit people. Some species might
institute giving from each according to their ability to each according
to their needs. Some species might, more often than not, treat
others as they would like to be treated themselves. None of this
excludes heated arguments, bad policy decisions, mistakes in child
rearing, cheating so no one will notice, or the occasional evil
individual. Aliens could be flawed in many ways, and still be far
better than most people on Earth.